| Call Number | 16509 |
|---|---|
| Day, Time & Location | View Class Schedule & Location in Vergil |
| Points | 3 |
| Grading Mode | Standard |
| Approvals Required | None |
| Instructor | Nana Tiwaah Asare |
| Type | SEMINAR |
| Method of Instruction | In-Person |
| Course Description | Financial Crimes Compliance examines how financial institutions identify, assess, and manage financial crime risk, a specialized, high-consequence area of enterprise risk. Topics include anti-money laundering and counter-terrorist financing (AML/CTF), customer due diligence, suspicious activity reporting, and Bank Secrecy Act (BSA)/AML auditing. Through regulatory guidance, case studies, and applied exercises, students examine how financial institutions design, implement, and evaluate effective AML compliance programs, including governance, risk assessment, internal controls, transaction monitoring, investigations, and remediation. This course provides a practical, qualitative, and regulation-centered complement to quantitative financial-risk courses and supports career pathways in compliance, risk, audit, consulting, and regulatory supervision. Weekly Class Meeting 110 min x 14 = 1,540 min; Case/Project Team Work Feedback (Category E) 1 semester x 900 min = 900 min; TOTAL = 2,440 min (for entire semester) |
| Department | Enterprise Risk Management |
| Enrollment | 0 students (40 max) as of 9:06PM Thursday, November 12, 2026 |
| Subject | Enterprise Risk Management |
| Number | PS5595 |
| Section | 001 |
| Division | School of Professional Studies |
| Open To | Professional Studies |
| Note | ON-CAMPUS. OPEN TO SPS ON 1/19. |
| Section key | 20271ERMC5595K001 |