Fall 2025 Enterprise Risk Management PS5520 section D02

RISK REGULATIONS IN FINANCE

RISK REGULATIONS IN FINAN

Call Number 12075
Day & Time
Location		 T 8:10pm-10:00pm
ONLINE ONLY
Points 3
Grading Mode Standard
Approvals Required None
Instructor Juan Echeverri
Type LECTURE
Method of Instruction On-Line Only
Course Description

This course examines post-financial crisis regulations including Basel III, Fundamental Review of the Trading Book (FRTB), Dodd-Frank Act, Supervision and Regulation Letter 11-7 (SR 11-7), and others.  Case studies will explore the technical details of these new rules; and guest lectures from industry experts will bring the material to life.  Areas of focus include: model risk management, stress testing, derivatives, and insurance.  By the end of this course students will be able to:

  • Evaluate the purpose and limitations of risk regulations in finance.
  • Identify and communicate weaknesses in a financial firm.
  • Communicate with regulators.
  • Understand Recovery and Resolution Plans or “Living Wills” for a financial firm.
Web Site Vergil
Department Enterprise Risk Management
Enrollment 26 students (30 max) as of 4:06PM Monday, October 27, 2025
Subject Enterprise Risk Management
Number PS5520
Section D02
Division School of Professional Studies
Open To Professional Studies
Note ONLINE. OPEN TO SPS ON 9/2.
Section key 20253ERMC5520KD02